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Debra Ann Martin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lauderdale, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-10-26
FL RA APPROVED 1990-06-15
  • TX RA
    APPROVED_RES
    Since 2007-10-26
  • FL RA
    APPROVED
    Since 1990-06-15

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aventura FL 06/1990 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-01
S63 Uniform Securities Agent State Law Examination 1994-06-28
  • S65 Uniform Investment Adviser Law Examination
    1994-08-01
  • S63 Uniform Securities Agent State Law Examination
    1994-06-28

View on SEC IAPD

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