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Regina Marie Mcginn

Sanctuary Advisors, LLC

Madison, WI

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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-04
WI RA APPROVED 2022-11-04
  • TX RA
    APPROVED
    Since 2022-11-04
  • WI RA
    APPROVED
    Since 2022-11-04

Branch Locations

401 Charmany Dr Suite 305, Madison, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Madison WI 03/1988 11/2022
Sanctuary Securities, Inc. Madison WI 11/2022 Present
Sanctuary Advisors, Llc Madison WI 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-21
S63 Uniform Securities Agent State Law Examination 1991-03-19
  • S66 Uniform Combined State Law Examination
    2006-02-21
  • S63 Uniform Securities Agent State Law Examination
    1991-03-19
Other Names
  • Gina Doyle
  • Gina Mcginn
  • Regina Marie Doyle
  • Gina Mcginn

View on SEC IAPD

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