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7 Essex Green Drive Suite 53-55, Peabody, MA 01960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-08-22 |
| MA | RA | APPROVED | 2003-03-05 |
Branch Locations
7 Essex Green Drive Suite 53-55, Peabody, MA 01960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rocky Hill Advisors Inc | Peabody | MA | 10/2002 | Present |
Rocky Hill Advisors-Founder/President-1997-7 Essex Green Dr. Peabody, Ma.-Advisory to Native American Tribes on breach of trust cases filed against the U.S. Government. Directly related to RIA operations. Responsibilities include management of each engagement. Top Gun Youth Hockey-Founder/President-1995-7 Essex Green Dr. Peabody, Ma.-non-investment- Youth Hockey teams. Collectively with Top Gun Arena and NEFPHL 50-60 hours per month are devoted. Approximately 25% of these hours may be within the regular operating hours of Rocky Hill Advisors. Responsibilities include staff oversight. Top Gun Arena Mgt.-Founder/President-2000-7Essex Green Dr. Peabody, Ma.-non-investment-Hockey rink management. Collectively with Top Gun Youth and NEFPHL 50-60 hours per month are devoted. Approximately 25% of these hours may be within the regular operating hours of Rocky Hill Advisors. Responsibilities include staff oversight and compliance. New England Fall Prep Hockey League-Founder/President-2008-7 Essex Green Dr. Peabody, Ma.-non-investment- Youth hockey teams and training. Collectively with Top Gun Youth and Top Gun Arena 50-60 hours per month are devoted. Approximately 25% of these hours may be within the regular operating hours of Rocky Hill Advisors. Responsibilities include staff oversight.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-21 |
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