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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-22
FL RA APPROVED 2016-02-19
  • TX RA
    APPROVED
    Since 2016-03-22
  • FL RA
    APPROVED
    Since 2016-02-19

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ft Lauderdale FL 05/1993 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ft Lauderdale FL 06/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-12
S63 Uniform Securities Agent State Law Examination 2014-03-11
  • S66 Uniform Combined State Law Examination
    2016-02-12
  • S63 Uniform Securities Agent State Law Examination
    2014-03-11
Other Names
  • Melanie Ruth Dowdy
  • Melanie Ruth Dowdy
  • Melanie Ruth Miranda

View on SEC IAPD

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