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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-03-14
  • WI RA
    APPROVED
    Since 2025-03-14

Branch Locations

1600 Aspen Commons Suite 900, Middleton, WI 53562-4718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Middleton WI 01/1986 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 11/1986 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27
Designations
Other Names
  • Andy Shulla

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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