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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 06/2003 | 10/2016 |
| Advanced Financial Group | West Boylston | MA | 08/2003 | Present |
| Cetera Advisors Llc | Denver | CO | 10/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
DBA: ADVANCED FINANCIAL GROUP. 9 MAPLE STREET, SUITE 1 WEST BOYLSTON, MA 01583.***OBA: INSURANCE. ADVANCED FINANCIAL GROUP. 9 MAPLE STREET, SUITE 1 WEST BOYLSTON, MA 01583. INSURANCE SALES. AGENT. 12/1986. HRS/MONTH: 24 HRS/TRADING: 8.***OBA: WEST BOYLSTON SCHOOL COMMITTEE. ELECTED POSITION- MEMBER OF COMMITTEE. SCHOOL COMMITTEE BUSINESS. START 4/1/2011. HRS/MONTH: 15 HRS/TRADING: 0.***OBA: 9 MAPLE STREET TRUST. TRUSTEE OF TRUST AND OWNER OF PROPERTY. START 10/19/2010. HRS/MONTH: 15 HRS/TRADING: 5.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-05 |
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