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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-08-22
  • MA RA
    APPROVED
    Since 2016-08-22

Branch Locations

354 West Boylston Street Suite #231, West Boylston, MA 01583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berkshire Life Ins Co Pittsfield MA 10/1989 Present
Berkshire Equity Sales, Inc. Pittsfield MA 09/1991 Present
Fmg Financial Services Worcester MA 11/1989 Present
Kestra Advisory Services, Llc Worcester MA 03/2006 Present
Kestra Investment Services, Llc Worcester MA 06/2000 Present
  • 10/1989 → Present
    Berkshire Life Ins Co
    Pittsfield, MA
  • 09/1991 → Present
    Berkshire Equity Sales, Inc.
    Pittsfield, MA
  • 11/1989 → Present
    Fmg Financial Services
    Worcester, MA
  • 03/2006 → Present
    Worcester, MA
  • 06/2000 → Present
    Kestra Investment Services, Llc
    Worcester, MA
Other Businesses

Business Name: Avidia Bank Investment Related: No Address: 42 Main Street Hudson MA 01749 Nature of Business: Other Bank or Credit Union Position, Title or Relationship: Other,I am a customer of Avidia Bank, not an owner Start Date: 6/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend their Board meetings twice per yearBusiness Name: Oakley Properties, LLC Investment Related: No Address: 228 Park Avenue Worcester MA 01609 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Owner and managerBusiness Name: FMG Financial Services Investment Related: Yes Address: 228 Park Avenue Worcester MA 01609 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner Start Date: 10/3/1988 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and ServiceBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-13
S63 Uniform Securities Agent State Law Examination 1986-11-26
  • S65 Uniform Investment Adviser Law Examination
    2000-01-13
  • S63 Uniform Securities Agent State Law Examination
    1986-11-26

View on SEC IAPD

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