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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-08-22 |
Branch Locations
354 West Boylston Street Suite #231, West Boylston, MA 01583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berkshire Life Ins Co | Pittsfield | MA | 10/1989 | Present |
| Berkshire Equity Sales, Inc. | Pittsfield | MA | 09/1991 | Present |
| Fmg Financial Services | Worcester | MA | 11/1989 | Present |
| Kestra Advisory Services, Llc | Worcester | MA | 03/2006 | Present |
| Kestra Investment Services, Llc | Worcester | MA | 06/2000 | Present |
Business Name: Avidia Bank Investment Related: No Address: 42 Main Street Hudson MA 01749 Nature of Business: Other Bank or Credit Union Position, Title or Relationship: Other,I am a customer of Avidia Bank, not an owner Start Date: 6/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend their Board meetings twice per yearBusiness Name: Oakley Properties, LLC Investment Related: No Address: 228 Park Avenue Worcester MA 01609 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Owner and managerBusiness Name: FMG Financial Services Investment Related: Yes Address: 228 Park Avenue Worcester MA 01609 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner Start Date: 10/3/1988 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and ServiceBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-26 |
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