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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-11-25 |
| TX | RA | APPROVED_RES | 2020-04-08 |
| ME | RA | APPROVED | 2009-06-01 |
Branch Locations
100 Middle Street 3Rd Floor, Portland, ME 04101 • United States
Key Largo, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Portland | ME | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*515971- Trust; Investment related-Yes; New York ; 08/2022; During business hours: 2; After business hours: 2 *530549 - Ocean Reef Club/Ocean Reef Community Association; Investment related: No; Key Largo, Florida; Private Club; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 1; After business hours: 1; neighborhood representative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-18 |
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