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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-11-07 |
| TX | RA | APPROVED_RES | 2025-10-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. C. Ziegler And Company | West Bend | WI | 01/1999 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Sheboygan | WI | 03/2018 | 10/2025 |
| Ameriprise Financial Services, Llc | Manitowoc | WI | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-30 |
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