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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2005-11-04
  • WI RA
    APPROVED
    Since 2005-11-04

Branch Locations

1765 N 18Th St, Manitowoc, WI 54220 • United States

40 W 6Th Ave, Oshkosh, WI 54902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Manitowoc WI 07/2002 Present
Other Businesses

PAINTING PATHWAYS CLUBHOUSE POSITION: board member NATURE: Empowers adults with mental health concerns by supporting recovery, building community and providing hope INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/11/2023 ADDRESS: 1226 Washington street, manitowoc WI 54220, United States DESCRIPTION: make decisions for the well being of the clubhouse

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-21
S63 Uniform Securities Agent State Law Examination 2001-07-31
  • S65 Uniform Investment Adviser Law Examination
    2006-12-21
  • S63 Uniform Securities Agent State Law Examination
    2001-07-31

View on SEC IAPD

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