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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-07-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Wausau | WI | 10/2023 | Present |
| Unemployeed | Mosinee | WI | 08/2023 | 10/2023 |
| Tom James Company | New York | NY | 09/2020 | 08/2023 |
| Ashley Furniture | Brooklyn | NY | 07/2020 | 09/2020 |
| Men's Wearhouse | Eau Calire | WI | 05/2016 | 07/2020 |
Board of Directors; Junior Achievement of Wisconsin Northcentral Wisconsin Region Board of Directors; Board Member; 500 1st Street, , Wausau, WI, 54403; Not Investment-Related; 08/25/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-01 |
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