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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-09-15 |
| TX | RA | APPROVED | 2022-09-15 |
Branch Locations
14767 North Outer 40 Rd Fl 2, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Town And Country | MO | 02/2013 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Chesterfield | MO | 09/2022 | Present |
RENTAL PROPERTY; INV. RELATED; CHESTERFIELD, MO; 100% OWNERSHIP WITH SPOUSE; START DATE 5/2019; 5 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; CHESTERFIELD, MO; 100% OWNERSHIP WITH SPOUSE; START DATE 3/2021; 5 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; CAMDENTON, MO; 100% OWNERSHIP WITH SPOUSE; START DATE 3/2021; 5 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-03 |
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