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Current Employers
The Scott S. James Company

6700 Arlington Blvd, Falls Church, VA 22042 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-04
VA RA APPROVED 1996-04-16
  • TX RA
    APPROVED
    Since 2024-04-04
  • VA RA
    APPROVED
    Since 1996-04-16

Branch Locations

6700 Arlington Blvd, Falls Church, VA 22042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Scott S. James Company Fairfax VA 03/1996 Present
Scott James Group, Inc. Falls Church VA 07/2001 Present
Other Businesses

THE SCOTT S. JAMES COMPANY, PRESIDENT. REGISTERED INVESTMENT ADVISER. 6700 ARL. BLVD,FALLS CHURCH, VA 22042. BEGAN RIA ACTIVITIES 4/96 & IS ONGOING CONCERN. I WORK 320 HOURS PER MONTH IN THIS CAPACITY & ALL TRADING HOURS. MY DUTIES ARE SELECTING SECURITIES FOR CLIENTS, ADVISING RIA REPRESENTATIVES ON STOCKS THAT CLIENTS HAVE QUESTIONS ABOUT, AND CONDUCTING SECURITY RESEARCH. SCOTT JAMES, LLC, PRESIDENT. 6700 ARL.BLVD, FALLS CHURCH, VA 22042, OWNS ONE OFFICE BUILDING. APPROXIMATELY ONE NON-TRADING HOUR PER MONTH ON AVERAGE IS SPENT FILLING OUT FORMS OR ARRANGING PROPERTY MAINTENANCE. FORMED 12/98 & IS ONGOING CONCERN.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-12-02
S63 Uniform Securities Agent State Law Examination 1986-12-23
  • S65 Uniform Investment Adviser Law Examination
    1991-12-02
  • S63 Uniform Securities Agent State Law Examination
    1986-12-23
Designations
Other Names
  • Scott James

View on SEC IAPD

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