Scott Snyder James

Employer firm

The Scott S. James Company CRD 105861

$139M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1996 → Present
  The Scott S. James Company
  Fairfax, VA
• 07/2001 → Present
  Scott James Group, Inc.
  Falls Church, VA

Other Businesses

THE SCOTT S. JAMES COMPANY, PRESIDENT. REGISTERED INVESTMENT ADVISER. 6700 ARL. BLVD,FALLS CHURCH, VA 22042. BEGAN RIA ACTIVITIES 4/96 & IS ONGOING CONCERN. I WORK 320 HOURS PER MONTH IN THIS CAPACITY & ALL TRADING HOURS. MY DUTIES ARE SELECTING SECURITIES FOR CLIENTS, ADVISING RIA REPRESENTATIVES ON STOCKS THAT CLIENTS HAVE QUESTIONS ABOUT, AND CONDUCTING SECURITY RESEARCH. SCOTT JAMES, LLC, PRESIDENT. 6700 ARL.BLVD, FALLS CHURCH, VA 22042, OWNS ONE OFFICE BUILDING. APPROXIMATELY ONE NON-TRADING HOUR PER MONTH ON AVERAGE IS SPENT FILLING OUT FORMS OR ARRANGING PROPERTY MAINTENANCE. FORMED 12/98 & IS ONGOING CONCERN.

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-12-02
• S63 Uniform Securities Agent State Law Examination
  1986-12-23

Designations

• Certified Financial Planner

Other Names

• Scott James