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Current Employers
Investment & Resource Planning

400 N. Washington Street Suite 202, Falls Church, VA 22046 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2002-07-01
VA RA APPROVED 2002-06-20
  • MD RA
    APPROVED
    Since 2002-07-01
  • VA RA
    APPROVED
    Since 2002-06-20

Branch Locations

400 N. Washington Street Suite 202, Falls Church, VA 22046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Mclean VA 01/2002 Present
Investment &Amp; Resource Planning Falls Church VA 01/2002 Present
Osaic Wealth, Inc. Falls Church VA 11/2023 Present
  • 01/2002 → Present
    Osaic Wealth, Inc.
    Mclean, VA
  • 01/2002 → Present
    Investment &Amp; Resource Planning
    Falls Church, VA
  • 11/2023 → Present
    Osaic Wealth, Inc.
    Falls Church, VA
Other Businesses

1. BUSHMAN'S LEGACY ANIMAL RESCUE POSITION: Foster mom NATURE: N/A - it is not a business and it is nota non-profit? It is a very informal set up. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2005 ADDRESS: 5924 6th Street, Falls Church VA 22041, United States DESCRIPTION: Care for homeless dogs till they get adopted. 2. DEBORAH MARSON POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2002 ADDRESS: 400 N. Washington Street, Suite 202, Falls Church VA 22046, United States DESCRIPTION: Sell life, disability and long term care insurance to people who want and need it. I also offer variable annuities. 3. INVESTMENT & RESOURCE PLANNING ASSOCIATES POSITION: Owner/Financial Advisor NATURE: I'm the owner of an Independent RIA. I'm a sole proprietor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2002 ADDRESS: 400 N. Washington Street, Suite 202, Falls Chruch VA 22046, United States DESCRIPTION: Meet with clients for general financial planning and divorce/separation financial planning. Make recomendations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-01-13
  • S66 Uniform Combined State Law Examination
    1999-01-13

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