Peggy Lee Lawhorne

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Lpl Financial, Llc
  Henrico, VA
• 09/2014 → 07/2017
  Claris Financial, Llc
  Glen Allen, VA

Other Businesses

(1) 03/07/2007: No Business Name - Notary - NOT INV REL - At Reported Business Location(s) - 1% Time Spent (2) 5/25/2017 - No Business Name - Not Investment Related - Location: Mobile - Other-Notary Public - Started 04/01/2017 - 1 Hours Per Month During Securities Trading - Notary Public. (3) 10/10/2017 - Abacus Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/28/2017 - 120 Hours Per Month/80 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-10
• S63 Uniform Securities Agent State Law Examination
  2001-05-07

Other Names

• Peggy Lee Spiers