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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-18 |
| CT | RA | APPROVED | 2020-01-02 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
124 Westbrook Road Suite 202, Essex, CT 06426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Essex | CT | 06/2009 | 05/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2018 |
| Commonwealth Financial Network | Waltham | MA | 05/2018 | 12/2019 |
| Ivory Wealth Management | Essex | CT | 05/2018 | Present |
| Kestra Investment Services, Llc | Essex | CT | 01/2020 | Present |
| Kestra Advisory Services, Llc | Essex | CT | 01/2020 | Present |
Business Name: Ivory Wealth Management, Inc. Investment Related: Yes Address: 124 Westbrook Road Suite 202 Essex CT 06426 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Fainancial Advisory workBusiness Name: Kestra Advisory Services, LLC. Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior VP Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Providing advice to clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-21 |
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