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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-18
CT RA APPROVED 2020-01-02
  • TX RA
    APPROVED_RES
    Since 2023-10-18
  • CT RA
    APPROVED
    Since 2020-01-02

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

124 Westbrook Road Suite 202, Essex, CT 06426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Essex CT 06/2009 05/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2018
Commonwealth Financial Network Waltham MA 05/2018 12/2019
Ivory Wealth Management Essex CT 05/2018 Present
Kestra Investment Services, Llc Essex CT 01/2020 Present
Kestra Advisory Services, Llc Essex CT 01/2020 Present
  • 06/2009 → 05/2018
    Morgan Stanley Smith Barney
    Essex, CT
  • 01/2015 → 05/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2018 → 12/2019
    Waltham, MA
  • 05/2018 → Present
    Ivory Wealth Management
    Essex, CT
  • 01/2020 → Present
    Kestra Investment Services, Llc
    Essex, CT
  • 01/2020 → Present
    Essex, CT
Previous Registrations
  • 2018-05-18 → 2019-12-31
    Essex, CT
  • 2009-06-01 → 2018-05-21
    Essex, CT
    Essex, CT
  • 2007-10-01 → 2009-06-01
    Morgan Stanley & Co. Llc
    Essex, CT
    Hartford, CT
    Madison, CT
  • 2004-10-15 → 2007-10-11
    A. G. Edwards & Sons, Inc.
    Essex, CT
    Essex, CT
Other Businesses

Business Name: Ivory Wealth Management, Inc. Investment Related: Yes Address: 124 Westbrook Road Suite 202 Essex CT 06426 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Fainancial Advisory workBusiness Name: Kestra Advisory Services, LLC. Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior VP Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Providing advice to clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-14
S63 Uniform Securities Agent State Law Examination 1986-11-21
  • S66 Uniform Combined State Law Examination
    2004-10-14
  • S63 Uniform Securities Agent State Law Examination
    1986-11-21
Other Names
  • Quentin D Elliott
  • Quentin Douglas Elliott
  • Quentin Elliott

View on SEC IAPD

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