Jody John Otto

Current Employers

Employment History

• 05/1987 → Present
  First Capital Management
  Inver Grove Hts., MN
• 06/2013 → 06/2024
  Securities America Inc
  Inver Grove Heights, MN
• 06/2013 → 06/2024
  Securities America Advisors
  Inver Grove Heights, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2013-11-21 → 2024-06-14
  Securities America Advisors, Inc.
  Inver Grove Heights, MN
• 2005-11-08 → 2013-06-04
  Sii Investments, Inc.
  Inver Grove Hts, MN
  Inver Grove Heights, MN

Other Businesses

1. DBA - First Capital Management, Inc 2. RANDY SKALBERG POSITION: Assist in gathering and delivering tax docs NATURE: 3) RANDALL SKALBERG TAX PREPARATION VIRTUAL TAX - TAX PREPARTION - ASSIST IN GATHER AND DELIVERING TAX DOCS - 5% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2004 ADDRESS: Dean College of Business, 109 Sharon Court, Winona MN 55987, United States DESCRIPTION: ) RANDALL SKALBERG TAX PREPARATION VIRTUAL TAX - TAX PREPARTION - ASSIST IN GATHER AND DELIVERING TAX DOCS - 5% TIME SPENT 3. IRISH SPORTS DOME POSITION: Oversee manager and approve his contracting of customers. 10-15 contracts per year. NATURE: IRISH DOME, LLC - SPORTS TRAINING FACILITY - PARTNER INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2001 ADDRESS: 13901 South Robert Trail, Rosemount MN 55124 DESCRIPTION: Oversee manager and approve his contracting of customers. 10-15 contracts per year. 4. FIRST CAPITAL MANAGMENT INSURANCE POSITION: Insurance agent NATURE: FIRST CAPITAL MANAGEMENT, INC. - INSURANCE SALES - AGENT/PRODUCER INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 09/01/1987 ADDRESS: 5886 Blackshire Path, Inver Grove Heights MN 55076 DESCRIPTION: FIRST CAPITAL MANAGEMENT, INC. - INSURANCE SALES - AGENT/PRODUCER 5. FIRST CAPITAL MANAGEMENT, INC. POSITION: Adviser NATURE: INVESTMENT ADVISORY - SECURITIES AMERICA ADVISORS - IAR - INESTMENT RELATED - START DATE: 06/2013 - LOCATED AT 5886 BLACKSHIRE PATH, INVER GROVE HEIGHTS, MN 55076 INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 06/01/2013 ADDRESS: 5886 Blackshire Path, Inver Grove Heights MN 55077 DESCRIPTION: Primarily use third party asset managers. 6. FIRST CAPITAL PROPERTY MANAGEMENT, LLC POSITION: 50% owner NATURE: First Capital Property Management, LLC - Rental of office building that First Capital Management, Inc. uses for our practice. 1% of time spent on this at most INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2001 ADDRESS: 5886 Blackshire Path, Inver Grove Heights MN 55077, United States DESCRIPTION: No other tenants. Office building houses practice

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-11-18

Designations