Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-08-23
  • KY RA
    APPROVED
    Since 2017-08-23

Branch Locations

9850 Von Allmen Court, Suite 201, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Louisville KY 01/2015 07/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 07/2017
Mml Investors Services, Llc Louisville KY 03/2017 07/2017
Cambridge Investment Research, Inc. Fairfield IA 07/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2017 Present
Previous Registrations
  • 2017-03-25 → 2017-07-27
    Louisville, KY
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Louisville, KY
  • 1999-09-12 → 2015-01-02
    New England Securities
    Louisville, KY
    Louisville, KY
Other Businesses

1.INDEPENDENT INSURANCE AGENT, 1201 STORY AVE STE 230, LOUISVILLE, KY, 9/1986 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1000/YR - 20/TRADING. 2.ELIZABETH L JOKSIMOVIC FOUNDATION, DEERFIELD, IL, 1/2007 AS BOARD MEMBER. NIR - 5/YR - 0/TRADING. 3.BLUECAP FINANCIAL LLC, 1201 STORY AVE STE 230, LOUISVILLE, KY, 01/26/2018, Owner, Using a Trade Name / DBA, INV REL - 4HR/MO - 4HR/TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5.BLUECAP FINANCIAL, MICHAEL JOKSIMOVIC / 1201 STORY AVE, STE 230, LOUISVILLE KY 40206 / 08/2023 / TAX REFERRALS / 1 HR/MO 0HR TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-27
  • S63 Uniform Securities Agent State Law Examination
    1992-04-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Louisville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor