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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kanouse & Associates | Riverside | CA | 07/2007 | Present |
| Avantax Investment Services, Inc. | Riverside | CA | 07/2007 | 09/2025 |
| Avantax Advisory Services | Riverside | CA | 10/2008 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Anthem PO Box 51000~Oxnard~CA~93031~Other~Insurance Sales Agent~1/1/2009~1hrs~0hrs~Rep- Health insurance 2) Kanouse & Associates 6370 Brockton Ave~Riverside~CA~92506~Tax Preparation/Accounting~Sales Associate/Executive~7/2/2007~160hrs~80hrs~Prepare tax returns 3) Kanouse Family Mineral Trust 2904 W. 33rd st~Sioux Falls~SD~57105~Other~Other~9/5/2013~0hrs~0hrs~Trustee 4) Steven Kanouse 6370 Brockton Ave~Riverside~CA~92506~Independent Insurance Agent~Insurance Sales Agent~1/1/2009~2hrs~0hrs~Insurance sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-04 |
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