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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 02/1999 | Present |
| Stifel Financial Corp | St. Louis | MO | 01/2012 | Present |
| Century Securities Associates > Stifel Independent Advisors, Llc | St. Louis | MO | 04/2000 | Present |
1. REAL ESTATE OWNER. 2. WIMBLEDON PROPERTIES, LLC; 16 HUNTLEIGH WOODS HUNTLEIGH MO 63131; REAL ESTATE; MEMBER; CO-OWNER LLC' AFFILIATION STARTED 06/24/2015; 0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 3. J2EPL, LLC; 12 Huntleigh Woods, Huntleigh, MO 63131; Ownership of second home; Member; 09/18/2020; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 4. Zemlyak Investment LLC; 501 N. Broadway St Louis MO 63102; Personal LLC; Member; Manage LLC; 12/28/2012; 0.00hrs/day; Not during securities trading hours; Investment-Related 5. Stifel Charitable Foundation; 501 North Broadway St Louis MO; Charitable Donations; On the board; 01/16/2025; 2 hrs/quarter; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-06 |
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