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Andrew Dimmitt Hart

Delegate Advisors, LLC

Chapel Hill, NC

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Current Employers
Delegate Advisors, Llc

101 Glen Lennox Drive Suite 150, Chapel Hill, NC 27517-8834 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-22
  • TX RA
    APPROVED
    Since 2022-04-22

Branch Locations

1335 Environ Way, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delegate Advisors, Llc Chapel Hill NC 02/2012 Present
Previous Registrations
  • 2004-06-24 → 2012-02-13
    Menlo Park, CA
  • 2003-01-17 → 2003-10-28
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
  • 1997-09-02 → 2003-01-17
    Pershing Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-21
S63 Uniform Securities Agent State Law Examination 1987-07-29
  • S65 Uniform Investment Adviser Law Examination
    2004-05-21
  • S63 Uniform Securities Agent State Law Examination
    1987-07-29
Designations
Other Names
  • Andy Hart

View on SEC IAPD

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