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Colin James Bates

Franklin Street Advisors Inc.

Chapel Hill, NC

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Current Employers
Franklin Street Advisors Inc.

1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-09
NC RA APPROVED 2018-10-30
  • TX RA
    APPROVED_RES
    Since 2024-01-09
  • NC RA
    APPROVED
    Since 2018-10-30

Branch Locations

1450 Raleigh Road Suite 300, Chapel Hill, NC 27517-8833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Street Advisors, Inc. Chapel Hill NC 01/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-30
  • S65 Uniform Investment Adviser Law Examination
    2018-10-30

View on SEC IAPD

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