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Pamela Elizabeth Thomas

Ubs Financial Services Inc.

Oklahoma City, OK

CRD 1585775

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-04
TX RA APPROVED 2019-03-22
GA RA APPROVED 2008-09-24
  • FL RA
    APPROVED
    Since 2025-04-04
  • TX RA
    APPROVED
    Since 2019-03-22
  • GA RA
    APPROVED
    Since 2008-09-24

Branch Locations

4801 Gaillardia Pkwy. Suite 100, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 03/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-22
S63 Uniform Securities Agent State Law Examination 1996-03-25
  • S66 Uniform Combined State Law Examination
    2008-09-22
  • S63 Uniform Securities Agent State Law Examination
    1996-03-25
Other Names
  • Pam Thomas
  • Pam Begnaud David
  • Pam Begnaud David

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
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