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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-07 |
Branch Locations
307 Bloomfield Avenue Suite 104, Caldwell, NJ 07006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Caldwell | NJ | 02/1990 | 07/2025 |
| Lpl Financial Llc | Caldwell | NJ | 07/2025 | Present |
1. 07/10/2025- Thomas J Weber Investment Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/11/2025- 175 Hours Per Month- 130 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-05 |
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