Thomas J Weber

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1990 → 07/2025
  Cadaret, Grant & Co., Inc.
  Caldwell, NJ
• 07/2025 → Present
  Lpl Financial Llc
  Caldwell, NJ

Previous Registrations

• 2011-06-10 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Caldwell, NJ
  Caldwell, NJ
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1. 07/10/2025- Thomas J Weber Investment Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/11/2025- 175 Hours Per Month- 130 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-09
• S63 Uniform Securities Agent State Law Examination
  1986-12-05

Other Names

• Jr Thomas J Weber