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Lawrence Martin Wefferling

LPl Financial LLC

Caldwell, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-07-17
  • NJ RA
    APPROVED
    Since 2008-07-17

Branch Locations

35 Smull Avenue, Caldwell, NJ 07006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Caldwell NJ 07/2008 Present
Previous Registrations
  • 2002-05-23 → 2008-07-17
    Summit Equities, Inc.
    Parsippany, NJ
    Caldwell, NJ
    Parsippany, NJ
  • 2002-06-06 → 2008-07-17
    Summit Financial Resources Inc
    Parsippany, NJ
Other Businesses

1. 07/17/2008 - WEFFERLING & COMPANY, CPAS, LLC/ACCOUNTING SERVICES/50% OF TIME/LEBANNON, NJ 08833 2. 02/14/2019 - Collins Lambert, LLC - related DBA Collins Lambert - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:01/10/2019 - 80 hrs/mo - 3 hrs during trading- This is a business rebranding of Artisan Wealth Management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-20
  • S66 Uniform Combined State Law Examination
    1999-10-20

View on SEC IAPD

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