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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-09
NJ RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2026-03-09
  • NJ RA
    APPROVED
    Since 2024-03-21

Branch Locations

333 Bloomfield Ave Suite 202, Caldwell, NJ 07006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iqvia Parsippany Troy Hills NJ 09/2019 05/2026
University Of Miami Coral Gables FL 09/2015 06/2019
Cetera Advisors Llc St Cloud MN 03/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 09/2019 → 05/2026
    Iqvia
    Parsippany Troy Hills, NJ
  • 09/2015 → 06/2019
    University Of Miami
    Coral Gables, FL
  • 03/2022 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: MURNICK FINANCIAL GROUP INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-19
  • S66 Uniform Combined State Law Examination
    2023-05-19
Designations

View on SEC IAPD

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