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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-05
NY RA APPROVED 2024-02-02
  • TX RA
    APPROVED_RES
    Since 2024-02-05
  • NY RA
    APPROVED
    Since 2024-02-02

Branch Locations

1000 Main Street, Suite 1, Port Jefferson, NY 11777 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Port Jefferson NY 06/2012 02/2024
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
Cetera Investment Advisor Llc Schaumburg IL 02/2024 Present
Christian Buzzanca, Clu,Chfc Port Jefferson NY 10/1986 Present
Economic Planning Group Port Jefferson NY 11/2021 Present
  • 06/2012 → 02/2024
    Lincoln Financial Advisors
    Port Jefferson, NY
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → Present
    Cetera Investment Advisor Llc
    Schaumburg, IL
  • 10/1986 → Present
    Christian Buzzanca, Clu,Chfc
    Port Jefferson, NY
  • 11/2021 → Present
    Economic Planning Group
    Port Jefferson, NY
Previous Registrations
  • 2012-10-12 → 2024-02-07
    Osaic Fa, Inc.
    New York, NY
    New York, NY
    Huntington Station, NY
    Port Jefferson, NY
Other Businesses

1. NAME OF OTHER BUSINESS: SOCIETY OF FINANCIAL SERVICE PROFESSIONALSINC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INDUSTRY PROFESSIONALS START DATE: 01/2021 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: I PLAN THE MEETINGS AND DIRECT THE OTHER BOARD MEMBERS 2. NAME OF OTHER BUSINESS: CHRISTIAN BUZZANCA, CLU,CHFC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/1986 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PERIODIC SALE OF FIXED LIFE INSURANCE AND ANNUITIES 3. NAME OF OTHER BUSINESS: ECONOMIC PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-12-15
  • S63 Uniform Securities Agent State Law Examination
    1986-12-15
Designations

View on SEC IAPD

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