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Andrea Carleton Landini

Ubs Financial Services Inc.

Portland, ME

Portsmouth, NH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-10-04
NH RA APPROVED 2010-09-20
ME RA APPROVED 2010-08-20
  • TX RA
    APPROVED_RES
    Since 2010-10-04
  • NH RA
    APPROVED
    Since 2010-09-20
  • ME RA
    APPROVED
    Since 2010-08-20

Branch Locations

One City Center 10Th Floor, Portland, ME 04101 • United States

40 Congress Street, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Portsmouth NH 08/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-09
S63 Uniform Securities Agent State Law Examination 1987-01-14
  • S65 Uniform Investment Adviser Law Examination
    1992-10-09
  • S63 Uniform Securities Agent State Law Examination
    1987-01-14

View on SEC IAPD

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PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

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