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Daniel Fisher

Fisher Financial Group, LLC

Northbrook, IL

Kildeer, IL

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Current Employers
Fisher Financial Group, Llc

707 Skokie Blvd., Suite 600, Northbrook, IL 60062 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-10-06
IL RA APPROVED 2010-08-26
  • TX RA
    APPROVED_RES
    Since 2010-10-06
  • IL RA
    APPROVED
    Since 2010-08-26

Branch Locations

707 Skokie Blvd., Suite 600, Northbrook, IL 60062 • United States

Kildeer, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Financial Group, Llc Northbrook IL 07/2008 Present
Previous Registrations
  • 2006-07-05 → 2010-07-01
    Workman Securities Corporation
    Northbrook, IL
    Eden Prairie, MN
    Northbrook, IL
  • 2005-10-24 → 2006-07-06
    Ipi Wealth Management, Inc.
    Northbrook, IL
Other Businesses

1. INDEPENDENT INSURANCE AGENT/707 SKOKIE BLVD. SUITE 600, NORTHBROOK, IL 60062/SALE OF ANNUITY, LIFE, HEALTH, AND ACCIDENT INSURANCE/HOURS VARY BASED ON SEASON ABOUT 120 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-28
S63 Uniform Securities Agent State Law Examination 1991-10-09
  • S65 Uniform Investment Adviser Law Examination
    1998-10-28
  • S63 Uniform Securities Agent State Law Examination
    1991-10-09

View on SEC IAPD

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Other Investors

KEVIN J TAALMAN
BRIAN ADAM ROSEN
MATTHEW S MEYER
YAKOV MOSHE BAYLIS
WENDY FELICIA JACOBSON-ROSEN
WALTER WALEED COSMO
Charles Louis Rosen
JAY MICHAEL RUBINSTEIN

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
RITHOLTZ WEALTH MANAGEMENT · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL

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