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Current Employers
Trinity Wealth Advisors Llc

132 W Washington Ave Suite 200, St. Louis, MO 63122 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-12-23
  • MO RA
    APPROVED
    Since 2020-12-23

Branch Locations

132 W Washington Ave Suite 200, St. Louis, MO 63122 • United States

Asa Advisors, Inc.

Eureka, MO • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-07-31
  • MO RA
    APPROVED
    Since 2014-07-31

Branch Locations

Eureka, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trinity Wealth Advisors, Llc St. Louis MO 06/1998 Present
Self Employed St. Louis MO 04/1993 Present
Trinity Wealth Securities, Llc St. Louis MO 06/1998 01/2021
B.O.S. Group, Inc. (Dba Asa Group, Inc.) St. Louis MO 07/1992 Present
Business Owner Strategies, Inc. (D/B/A Asa Advisors, Inc.) St. Louis MO 07/2014 Present
  • 06/1998 → Present
    St. Louis, MO
  • 04/1993 → Present
    Self Employed
    St. Louis, MO
  • 06/1998 → 01/2021
    Trinity Wealth Securities, Llc
    St. Louis, MO
  • 07/1992 → Present
    B.O.S. Group, Inc. (Dba Asa Group, Inc.)
    St. Louis, MO
  • 07/2014 → Present
    Business Owner Strategies, Inc. (D/B/A Asa Advisors, Inc.)
    St. Louis, MO
Other Businesses

REGISTRANT IS AN INDEPENDENT REPRESENTATIVE FOR 'GROWTH MANAGEMENT GROUP / STRYDE SAVINGS,' A NON-INVESTMENT RELATED COMPANY PROVIDING TAX AND COST SAVING STRATEGIES FOR PRIVATELY HELD COMPANIES. REGISTRANT DEVOTES LESS THAN 5 HOURS PER MONTH TO THIS ACTIVITY, MOST OF WHICH DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-12-01
  • S63 Uniform Securities Agent State Law Examination
    1986-12-01
Designations
Other Names
  • Alan M Smith
  • Alan Mcmullen Smith

View on SEC IAPD

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