Alan M Smith

Employer firm

Trinity Wealth Advisors LLC CRD 109452

$282M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → Present
  Trinity Wealth Advisors, Llc
  St. Louis, MO
• 04/1993 → Present
  Self Employed
  St. Louis, MO
• 06/1998 → 01/2021
  Trinity Wealth Securities, Llc
  St. Louis, MO
• 07/1992 → Present
  B.O.S. Group, Inc. (Dba Asa Group, Inc.)
  St. Louis, MO
• 07/2014 → Present
  Business Owner Strategies, Inc. (D/B/A Asa Advisors, Inc.)
  St. Louis, MO

Other Businesses

REGISTRANT IS AN INDEPENDENT REPRESENTATIVE FOR 'GROWTH MANAGEMENT GROUP / STRYDE SAVINGS,' A NON-INVESTMENT RELATED COMPANY PROVIDING TAX AND COST SAVING STRATEGIES FOR PRIVATELY HELD COMPANIES. REGISTRANT DEVOTES LESS THAN 5 HOURS PER MONTH TO THIS ACTIVITY, MOST OF WHICH DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-12-01

Designations

• Certified Financial Planner

Other Names

• Alan M Smith
• Alan Mcmullen Smith