Derek Scott Mears

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 11/2020
  Morgan Stanley
  Deland, FL
• 01/2015 → 11/2020
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 11/2020 → Present
  Ameriprise Financial Services, Llc
  Daytona Beach, FL

Previous Registrations

• 2009-06-01 → 2020-11-25
  Morgan Stanley
  Deland, FL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Deland, FL
• 2003-04-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Deland, FL
  De Land, FL

Other Businesses

Board of Directors; Stetson Business School Foundation, Inc; Director; 421 N Woodland Blvd, , DeLand, FL, 32723; Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours / Housing Finance Authority of Volusia County; Board Member; 444 Seabreeze Blvd., , Daytona Beach, FL, 32118; Investment-Related; 04/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / United Way of Volusia Flagler Counties Community Foundation Investment Committee; Investment Committee Member; 1530 Cornerstone Blvd. Suite 210, , Daytona Beach, FL, 32117; Investment-Related; 03/01/2024; 0 hours per month; 0 during trading hours / Lake Helen, Planning and Land Develpment Regulation Commission; PLDRC Board Member; 327 S. Lakeview Drive, , Lake Helen, FL, 32744; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours / Circle Christian School; Board Member; 1491 E SR 434 Ste 104, , Winter Springs, FL, 32708; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 0 during trading hours / Neighborhood Center of West Volusia; President, Director; 434 S Woodland Blvd, , DeLand, FL, 32720; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-04-03

Designations

• Certified Financial Planner

Other Names

• Derek S Mears