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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-10-18 |
Branch Locations
9595 Wilshire Blvd, Suite 601 [Satellite], Beverly Hills, CA 90212 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 10/2019 | Present |
NOTARY PUBLIC, NOT INVT RELATED, RANCHO CUCAMONGA, CA NOTARY, START DATE 2/28/2022, 8 TO 10 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-26 |
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