Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-04 |
| TX | RA | APPROVED | 2025-09-03 |
Branch Locations
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Boca Raton | FL | 02/2016 | 09/2025 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 09/2025 | Present |
CREDIT TRUST EST UNDER PAUL BLAU TR AND CONSTANCE AND PAUL BLAU REAL ESTATE TRUST - CO-TRUSTEE; INV RELATED; LAS VEGAS, NV; TRUST ; TRUSTEE/CO-TRUSTEE; START DATE: 03/15/2018; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-07 |
| S65 | Uniform Investment Adviser Law Examination | 1996-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-05 |
Reach out to this advisor