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Ann B Singleton

Osaic Wealth, Inc.

Baton Rouge, LA

CRD 1578303

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • LA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

3265 Kleinert Avenue, Baton Rouge, LA 70806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Baton Rouge LA 11/2003 11/2023
Osaic Wealth, Inc. Baton Rouge LA 11/2023 Present
  • 11/2003 → 11/2023
    Fsc Securities Corporation
    Baton Rouge, LA
  • 11/2023 → Present
    Baton Rouge, LA
Previous Registrations
  • 2004-02-04 → 2023-11-03
    Fsc Securities Corporation
    Baton Rouge, LA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-12-10
  • S63 Uniform Securities Agent State Law Examination
    1986-12-10
Other Names
  • Ann B Forman
  • Ann Bb Forman
  • Ann Brown Forman
  • Patricia Ann Singleton
  • Ann B Singleton
  • Patricia Ann Singleton

View on SEC IAPD

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