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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Peterborough | NH | 12/2015 | 05/2017 |
| Michelle Marie | Sullivan | NH | 07/2017 | 10/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 10/2015 | 12/2021 |
| The O.N. Equity Sales Xompany | Cincinnati | OK | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-27 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-07 |
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