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Current Employers
Gygi Capital Management

4674 West 9980 North, Cedar Hills, UT 84062 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-07
UT RA APPROVED 2009-09-23
  • FL RA
    APPROVED
    Since 2026-04-07
  • UT RA
    APPROVED
    Since 2009-09-23

Branch Locations

4674 West 9980 North, Cedar Hills, UT 84062 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wbb Securities, Llc Sandy UT 01/2006 12/2017
Gygi Capital Management Cedar Hills UT 02/2009 Present
Union Capital Company Tucson AZ 01/2018 Present
Previous Registrations
  • 2007-02-05 → 2017-12-31
    Murray, UT
    Cedar Hills, UT
    Sandy, UT
  • 2003-05-01 → 2005-12-31
    Eagle Gate Securities, Inc.
    Salt Lake City, UT
  • 1991-11-29 → 2003-04-28
    Morgan Stanley Dw Inc.
    Salt Lake City, UT
Other Businesses

(1) Owner of RIA firm Gygi Capital Management, clearing with TD Ameritrade. (2) INSURANCE AGENT LICENSED IN THE STATE OF UTAH AND FLORIDA, NOT INVESTMENT RELATED, OUTSIDE OF VARIABLE INSURANCE PRODUCTS CONDUCTED THROUGH MY BROKER DEALER AFFILIATION. 4674 WEST 9980 NORTH CEDAR HILLS, UT 84062.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-31
S63 Uniform Securities Agent State Law Examination 1989-05-15
  • S65 Uniform Investment Adviser Law Examination
    1994-03-31
  • S63 Uniform Securities Agent State Law Examination
    1989-05-15

View on SEC IAPD

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