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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-03-07
  • UT RA
    APPROVED
    Since 2022-03-07

Branch Locations

1372 N Canyon Creek Pkwy, Spanish Fork, UT 84660 • United States

310 N University Ave, Provo, UT 84601 • United States

1177 South University Avenue, Provo, UT 84601 • United States

4782 W Cedar Hills Dr, Cedar Hills, UT 84062 • United States

9502 S Highland Drive, Sandy, UT 84092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sandy UT 03/2015 Present
Jpmorgan Chase Bank, N.A. Sandy UT 07/2012 Present
Utah Army National Guard Tooele UT 04/2008 06/2017
  • 03/2015 → Present
    Sandy, UT
  • 07/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Sandy, UT
  • 04/2008 → 06/2017
    Utah Army National Guard
    Tooele, UT
Other Businesses

Entity Name: SMPMR INVESTMENTS LLC Investment related: N Address: 9172 North Cornwall Way Eagle Mountain Utah 84005 Nature of the other business: E-commerce Position/Title/Relationship: employee/contractor Start Date: 11/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the business owner and will be managing an amazon store where we will sell home goods. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: BASEBALL GLOVE REPAIR POSITION: OWNER / OPERATOR START DATE: 4/24/2017 ADDRESS: 3968 Lehi, UT DETAILS: I WILL BE DOING THE REPAIRS ON THE BASEBALL OR SOFTBALL GLOVES. HOURS DEDICATED (per month unless otherwise indicated): 10-15 HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-05
S63 Uniform Securities Agent State Law Examination 2015-07-02
  • S66 Uniform Combined State Law Examination
    2022-03-05
  • S63 Uniform Securities Agent State Law Examination
    2015-07-02
Other Names
  • Sam Y Moody
  • Samuel Young Moody

View on SEC IAPD

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