William Franz Kim Schaff

Employer firm

Phocas Financial Corporation CRD 135470

$683M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → Present
  Anira Advisory Group, Llc
  Greenbrae, CA
• 04/2005 → Present
  Phocas Financial
  Alameda, CA

Previous Registrations

• 2005-04-04 → 2006-12-31
  Anira Advisory Group, Llc
  Greenbrae, CA
• 2002-03-08 → 2005-03-30
  Bay Isle Financial Llc
  Oakland, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-05-01
• S65 Uniform Investment Adviser Law Examination
  1994-11-30

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• William Schaff
• Bill Schaff