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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-25
CA RA APPROVED 2008-04-15
  • AZ RA
    APPROVED
    Since 2023-05-25
  • CA RA
    APPROVED
    Since 2008-04-15

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Peoria AZ 06/2006 Present
Charles Schwab Bank, Ssb Peoria AZ 10/2015 Present
Charles Schwab Trust Bank Peoria AZ 01/2019 Present
Charles Schwab Premiere Bank Peoria AZ 02/2021 Present
  • 06/2006 → Present
    Peoria, AZ
  • 10/2015 → Present
    Charles Schwab Bank, Ssb
    Peoria, AZ
  • 01/2019 → Present
    Charles Schwab Trust Bank
    Peoria, AZ
  • 02/2021 → Present
    Charles Schwab Premiere Bank
    Peoria, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-01
S63 Uniform Securities Agent State Law Examination 1990-08-31
  • S66 Uniform Combined State Law Examination
    2003-12-01
  • S63 Uniform Securities Agent State Law Examination
    1990-08-31

View on SEC IAPD

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