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Steven Jay Ornstein

Rbc Capital Markets, LLC

Red Bank, NJ

Florham Park, NJ

Randolph, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2017-04-18
TX RA APPROVED_RES 2017-03-30
NJ RA APPROVED 2012-08-13
PA RA APPROVED 2009-10-09
  • VI RA
    APPROVED
    Since 2017-04-18
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • NJ RA
    APPROVED
    Since 2012-08-13
  • PA RA
    APPROVED
    Since 2009-10-09

Branch Locations

328 Newman Springs Road Suite 380, Red Bank, NJ 07701-5687 • United States

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Randolph, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Florham Park NJ 10/2009 Present
City National Bank Florham Park NJ 06/2018 Present
Previous Registrations
  • 2008-10-28 → 2009-10-09
    J. B. Hanauer & Co.
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-24
S63 Uniform Securities Agent State Law Examination 1987-01-14
  • S65 Uniform Investment Adviser Law Examination
    2008-10-24
  • S63 Uniform Securities Agent State Law Examination
    1987-01-14
Other Names
  • Steven J Ornstein

View on SEC IAPD

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