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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2000-04-05
  • IL RA
    APPROVED
    Since 2000-04-05

Branch Locations

307 South Milwaukee Avenue Suite 107, Wheeling, IL 60090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 09/1986 Present
John Lindquist Ltd Cpa Wheeling IL 01/1980 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2000 Present
  • 09/1986 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/1980 → Present
    John Lindquist Ltd Cpa
    Wheeling, IL
  • 04/2000 → Present
    Schaumburg, IL
Other Businesses

1) CPA & TAX PREP-PRES SINCE 1980-PREP TAX RETS & SUPERVISE STAFF PREPARERS; 2)JOHN LINDQUIST, CPA, INVESTMENT-RELATED, SAME ADDRESS AS REGISTERED LOCATION, INVESTMENT SERVICES, START DATE 02/26/2014, 15-20 HRS/WEEK, FINANCIAL ADVISOR;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1991-10-31
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1991-10-31

View on SEC IAPD

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