Mark Jeffrey Schwartz

Employer firm

Estate & Trust Advisors CRD 123802

$256M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → Present
  Estate & Trust Advisors
  Northfield, IL
• 04/2001 → Present
  Re-Direct Securities Corp.
  Villa Park, IL

Previous Registrations

• 2001-02-08 → 2025-12-31
  Estate & Trust Advisors
  Northfield, IL

Other Businesses

FIXED INSURANCE PRODUCTS

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-04-23
• S65 Uniform Investment Adviser Law Examination
  2000-12-04