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Mark Jeffrey Schwartz

Estate & Trust Advisors

Riverwoods, IL

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Current Employers
Estate & Trust Advisors

2610 Lake Cook Road Suite 190, Riverwoods, IL 60015 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2001-02-08
  • IL RA
    APPROVED
    Since 2001-02-08

Branch Locations

2610 Lake Cook Road Suite 190, Riverwoods, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Estate & Trust Advisors Northfield IL 09/1997 Present
Re-Direct Securities Corp. Villa Park IL 04/2001 Present
  • 09/1997 → Present
    Estate & Trust Advisors
    Northfield, IL
  • 04/2001 → Present
    Re-Direct Securities Corp.
    Villa Park, IL
Previous Registrations
Other Businesses

FIXED INSURANCE PRODUCTS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-04-23
S65 Uniform Investment Adviser Law Examination 2000-12-04
  • S63 Uniform Securities Agent State Law Examination
    2001-04-23
  • S65 Uniform Investment Adviser Law Examination
    2000-12-04

View on SEC IAPD

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Other Offices

ALLWORTH FINANCIAL, L.P. · Riverwoods, IL
ALERA INVESTMENT ADVISORS, LLC · DEERFIELD, IL
PARK AVENUE SECURITIES LLC · DEERFIELD, IL
EQUITABLE ADVISORS, LLC · DEERFIELD, IL
J.P. MORGAN SECURITIES LLC · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL
EAGLE STRATEGIES LLC · Deerfield, IL
ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL

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