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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-24 |
| CT | RA | APPROVED | 2024-06-28 |
Branch Locations
Southern Pines, NC • United States
25 Recreation Park Drive Suite 210, Hingham, MA 02043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Braintree | MA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Braintree | MA | 03/2020 | Present |
Business Ownership; NaturaLead; Owner; Consulting; 933 Yadkin Road, , Southern Pines, NC, 28387; Not Investment-Related; 04/04/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-21 |
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