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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-02-24 |
| TX | RA | APPROVED | 2022-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Augusta | GA | 02/2013 | 02/2022 |
| Raymond James Financial Services, Inc. | Augusta | GA | 02/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Augusta | GA | 02/2022 | Present |
| Douglas & Williams Financial Group, Llc | Augusta | GA | 02/2022 | Present |
(1)Name of Business: Douglas & Williams Financial Group LLC Address: 1427 Monte Sano Ave, Augusta, GA, 30904-5359, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/03/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: 60% ownership. Entity formed for the independent branch. Run day to day operations of the branch (2)Name of Business: Pops Douglas LLC Address: 1427 Monte Sano Ave, Augusta, GA, 30904-5359, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/03/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: S corp designed to manage proceeds from RJ branch
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-04 |
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