Patrick Joseph Douglas

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 02/2022
  Raymond James & Associates, Inc.
  Augusta, GA
• 02/2022 → Present
  Raymond James Financial Services, Inc.
  Augusta, GA
• 02/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Augusta, GA
• 02/2022 → Present
  Douglas & Williams Financial Group, Llc
  Augusta, GA

Previous Registrations

• 2013-02-13 → 2022-03-16
  Raymond James & Associates, Inc.
  Augusta, GA
• 2003-01-27 → 2013-02-13
  Morgan Keegan & Company, Llc
  Augusta, GA
  Augusta, GA

Other Businesses

(1)Name of Business: Douglas & Williams Financial Group LLC Address: 1427 Monte Sano Ave, Augusta, GA, 30904-5359, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/03/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: 60% ownership. Entity formed for the independent branch. Run day to day operations of the branch (2)Name of Business: Pops Douglas LLC Address: 1427 Monte Sano Ave, Augusta, GA, 30904-5359, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/03/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: S corp designed to manage proceeds from RJ branch

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-03-09
• S63 Uniform Securities Agent State Law Examination
  1986-11-04