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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-12 |
| TX | RA | APPROVED | 2026-08-12 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
6001 Old Collinsville Rd Ste 2A, Fairview Heights, IL 62208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grace Church | St Louis | MO | 01/1993 | 03/2022 |
| First Allied Securities, Inc. | San Diego | CA | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc | San Diego | CA | 05/2008 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Fairview Hghts | IL | 09/2022 | 08/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | 08/2026 |
| Kestra Investment Services, Llc | Fairview Heights | IL | 08/2026 | Present |
| Kestra Advisory Services, Llc | Fairview Heights | IL | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-06 |
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