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One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-07 |
| NC | RA | APPROVED | 2021-08-03 |
| VA | RA | APPROVED | 2021-08-03 |
Branch Locations
Highwoods Centre 477 Viking Drive Suite 200, Virginia Beach, VA 23452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| #Ia Scott & Stringfellow Inc. | Norfolk | VA | 09/1994 | 08/2021 |
| Scott & Stringfellow, Inc. | Norfolk | VA | 05/1999 | 08/2021 |
| Bb&T Securities, Llc | Virginia Beach | VA | 01/2013 | 08/2021 |
| Truist Investment Services, Inc. | Virginia Beach | VA | 02/2021 | 08/2021 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 08/2021 |
| Davenport & Company Llc | Virginia Beach | VA | 08/2021 | Present |
SURF BEACH CLUB POSITION: Treasurer NATURE: We maintain beach cabanas-I am on the board and the treasurer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2016 ADDRESS: 5704 Oceanfront Ave., Virginia Beach VA 23451 SF 7579 LLC Douglas County IL , United States owner - owns farm and Harvest Ridge Wind Farm. Non-investment related. Approximate # of hours/month you devote to this outside activity during non-business hours 0. To your knowledge, is this organization/company a client of the Firm? 0 SF 7579 LLC POSITION: Sole manager of the LLC NATURE: LLC that owns the farm and Harvest Ridge Wind Farm (same property-already listed in Reged) in Illinois. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2021 ADDRESS: , Douglas County IL , United States DESCRIPTION: authorize and execute decisions of the farm and wind farm Judeo Christian Outreach Center - not investment related - Board member- vote on organizational issues; fundraising -Approximate # of hours/month you devote to this outside activity during non-business hours 1-5. Approximate # of hours/month you devote to this outside activity during business hours- 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-03 |
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