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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-28 |
| WA | RA | APPROVED | 2003-07-01 |
Branch Locations
999 3Rd Ave Ste 4000, Seattle, WA 98104 • United States
Freeland, WA • United States
Seattle, WA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seattle | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | Present |
SMARTWEED LLC, MONROE, WA, HUNT CLUB, 14% OWNERSHIP, NO TIME DEVOTED, INVESTMENT RELATED, 1/2003; 0 HRS PER MONTH; DUTIES: NONE. GUEMES PROPERTY LLC, INV RELATED, ANACORTES, WA, 20% OWNER, START: 0 HOURS. ROADSTER FISHERIES LLC, NOT INV RELATED, SEDRO WOOLLEY, WA, 51% OWNERSHIP, START 8/16/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNERSHIP OF FISHING BOAT SILENT PARTNER. TROUT SHACK, LLC, NOT INVT RELATED, CRAIG, MONTANA, 20% OWNERSHIP, START DATE 9/15/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, MANAGER OF PLACE SET UP FOR FISHING. | PALMER MUTINY BAY HOA; NOT INV RELATED; FREELAND, WA; PRESIDENT; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; SHARED ACCESS ROAD AND COMMON LOT MAINTENANCE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-03-06 |
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