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Song Su Yi

Rbc Capital Markets, LLC

Washington, DC

Potomac, MD

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-02-24
DC RA APPROVED 2012-12-19
CA RA APPROVED 2012-12-05
NC RA APPROVED 2012-12-05
TX RA APPROVED 2012-12-05
  • MD RA
    APPROVED
    Since 2015-02-24
  • DC RA
    APPROVED
    Since 2012-12-19
  • CA RA
    APPROVED
    Since 2012-12-05
  • NC RA
    APPROVED
    Since 2012-12-05
  • TX RA
    APPROVED
    Since 2012-12-05

Branch Locations

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Potomac, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Washington D.C. DC 12/2012 Present
City National Bank Washington Dc DC 05/2019 Present
  • 12/2012 → Present
    Rbc Capital Markets, Llc
    Washington D.C., DC
  • 05/2019 → Present
    City National Bank
    Washington Dc, DC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-04
S63 Uniform Securities Agent State Law Examination 1987-01-22
  • S65 Uniform Investment Adviser Law Examination
    2006-04-04
  • S63 Uniform Securities Agent State Law Examination
    1987-01-22

View on SEC IAPD

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3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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