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181 Crossways Park Drive, Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-05-20 |
| CA | RA | APPROVED | 2016-12-14 |
Branch Locations
181 Crossways Park Drive, Woodbury, NY 11797 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Jericho | NY | 03/2008 | 12/2016 |
| Trident Partners Ltd. | Woodbury | NY | 12/2016 | Present |
5/14/2018, American Business, 45 West 45th St. NY, NY 10036, Life insurance, Disability Insurance and Annuities. Hours as needed per month and during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-08 |
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