Ronald Dean Hughey

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1986 → Present
  Ron Hughey, Cfp
  Arlington, TX
• 11/1986 → Present
  Hughey Financial Services
  Arlington, TX
• 07/1994 → 06/2024
  Securities America, Inc.
  Arlington, TX
• 07/2000 → 06/2024
  Securities America Advisors, Inc.
  Arlington, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Arlington, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Arlington, TX

Previous Registrations

• 2000-07-14 → 2024-06-14
  Securities America Advisors, Inc.
  Arlington, TX

Other Businesses

1. RON HUGHEY POSITION: Tax Preparer NATURE: Income tax preparation. Annual income between $500-1000. This service is provided at the request of clients. It is not solicited. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1983 ADDRESS: 1601 E. Lamar, Suite 113G, Arlington TX 76011, United States DESCRIPTION: Tax preparation. 2. HUGHEY FINANCIAL SERVICES POSITION: Owner, agent. NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 1/1991 - LOCATED AT 1601 EAST LAMAR SUITE 113-G ARLINGTON TX 76011 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1991 ADDRESS: 1601 E. Lamar Blvd., Suite 113G, Arlington TX 76011, United States DESCRIPTION: Insurance sales. Tax preparations for clients only when requested or they need assistance. 3. HUGHEY FINANCIAL SERVICES POSITION: Investment Advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 7/1994 - LOCATED AT 1601 EAST LAMAR, SUITE 113-G, ARLINGTON, TX 76011 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1994 ADDRESS: 1601 E Lamar Blvd, Suite 113 G, Arlington TX 76011, United States DESCRIPTION: Investment Advisor 4. RON HUGHEY POSITION: Tax Preparer NATURE: Income tax preparation. Annual income between $500-1000. This service is provided at the request of clients. It is not solicited. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1983 ADDRESS: 1601 E. Lamar, Suite 113G, Arlington TX 76011, United States DESCRIPTION: Tax preparation. 5. HUGHEY FINANCIAL SERVICES POSITION: Owner, agent. NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 1/1991 - LOCATED AT 1601 EAST LAMAR SUITE 113-G ARLINGTON TX 76011 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1991 ADDRESS: 1601 E. Lamar Blvd., Suite 113G, Arlington TX 76011, United States DESCRIPTION: Insurance sales. Tax preparations for clients only when requested or they need assistance.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-12-22

Designations

• Certified Financial Planner

Other Names

• Ron Hughey
• Ronald D Hughey
• Ronald Hughey